Risks Are Growing, No Matter Your Business Size, We Can Help
ERM, Risk Assessments, Certification, Audit
Cybersecurity, Data Privacy, GDPR, Compliance, 3rd Party Vendors
Cross Borders Regulatory Systems, Best Practices, Recognized Standards
15+ Years of Financial Sector Industry experience to include Major Banks, (US and Foreign)
10+ Years of InfoSec Experience (Direct hands on experience), Lookbacks, Remediation & Retention Projects
Enterprise Risk Management, part of compliance group, analysis of risk, validating information and auditing.
12+ Years of Info 1st, 2nd, 3rd Line of Defense (LOD). Cybersecurity, risk infractions, and risk assessments. (Info Security Team).
5+ Years’ Experience of appropriate IT risk and control frameworks (FFIEC Handbooks, COBIT 2019, NIST, etc.)
Servicing customers utilizing positive interaction with a focus on regulatory and legal compliance and requirements along with a reputational/risk assessment, prevention, and remediation approach. Open-mind and team-player perspective (KYC/EDD/CTR/HR/OFAC/SAR/FATCA in domestic and international banking, brokerage, investments, professional services, etc.
Specialized in account documentation and transactional reviews of high risk personal and commercial accounts, private banking, wealth, and foreign (new/onboarding, retention). Timewise management.
